SEBI Disclosures

Mandatory disclosure requirement on all ‘Investment Adviser’ websites

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here.

Important Disclosures

  • Registration Granted by SEBI, membership of BSE Administration and Supervision Limited (BASL) and certification from National Institute of Securities Market (NISM) in no way guarantee performance of Investment Advisor or provide any assurance of returns to investors. 
  • Investment in securities markets are subject to market risks. Read all related documents carefully before investing. 

 

SEBI Registration Details

Complete Name of the Investment Advisor – Wealth Crafts

Type of Registration – Non – Individual

Registration Number – INA000018328 | BASL Membership – BASL2037

Validity of registration – 2 August 2023 – Perpetual

Correspondence Address – 39, 8th main road, Gokula 1st Stage 2nd phase, Mathikere – 560054

Principal, Compliance & Grievance Officer – Vivek S G

E-mail – vivek@wealthcrafts.in

Contact number – +91 9886524678

Corresponding SEBI local Address – 7th Floor, 756-L, Anna Salai, Chennai – 600002, Tamil Nadu

Grievance Redressal Process

1. Clients can seek clarification to their query and are further entitled to make a complaint in writing. An email may be sent to vivek@wealthcrafts.in. Alternatively, the Investor may call on +91 9886524678.

2. Clients can write to the Investment Advisor at vivek@wealthcrafts.in; if the Investor does not receive a response within 10 business days of writing to the Client Servicing Team. The client can expect a reply within 2-4 weeks of approaching the Investment Advisor.

3. In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link:
https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330

ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link – https://smartodr.in/

Regulatory Complaints Disclosure

SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through an email to vivek@wealthcrafts.in. 

Data as of last month ending : April 30th , 2024

Sr No. Received From Pending as of Last Month Received Resolved* Total Pending# Pending Complaints >3 months Average resolution time ^ (in days)
1
Directly From Investors
2
SEBI (Scores)
3
Other Sources
Grand Total

Trend of Yearly Disposals of Complaints

Sr No. Year Carried forward from Last Year Received Resolved* Pending#
1
2023-24
2
2024-25
Total

Regulatory Complaints Disclosure

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:

 

Sr No. Year Compliance Audit Status Remarks, If Any
1
2023-24
2
2024-25

The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here. The ODR portal can be accessed here.

The SEBI Scores android app can be downloaded from here.

This investor charter is  brief document containing the details for service provided to investors, their rights, do’s and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof etc., at one place. The Investor charter can be downloaded herePages 3 to 6 of Annexure A of this circular is the SEBI Investor charter.

Trend of Monthly Disposals of Complaints for FY 24-25

Sr No. Month Carried forward from Last Month Received Resolved* Pending#
1
April
2
May
3
June
4
July
5
August
6
September
7
October
8
November
9
December
10
January
11
February
12
March
Total
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